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Securities Operations Specialist - 3DL31 in Buffalo, NY at M&T Bank

Date Posted: 10/12/2018

Job Snapshot

  • Employee Type:
    Full-Time
  • Location:
    Buffalo, NY
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:
    10/12/2018
  • Job ID:
    3DL31

Job Description

Securities Operations Specialist
Buffalo, NY
Job Functional Knowledge:  Full knowledge of activities and procedures of own job
Business Expertise:  Basic knowledge of integration of unit within department
Leadership:  No supervisory responsibilities
Problem-Solving:  Uses simple judgment and defined procedures in straightforward situations
Nature of Impact:  Small but direct impact through the quality of the tasks/service provided
Scope:  Primarily in a department
Interactions:  Involves the regular exchange of information
Function:  Provides customer service to M&T Securities Financial Advisors and external customers by processing requests and troubleshooting issues that may arise. 
Position Responsibilities:  Review account and trade documents for accuracy and completeness including but not limited to, new account documentation, account maintenance requests, trade support documents, trade related requests and money movement.  Individual is responsible to follow through to with advisors until in good order.
Individual may assist Financial Consultant in form completion and provide instructions as to requirements needed for certain transactions.
Individual will also be required to prepare daily, weekly and monthly reports. 
Understand and adhere to the Company’s risk and regulatory standards, policies and controls in accordance with the Company’s Risk Appetite.  Identify risk-related issues needing escalation to management.
Promote an environment that supports diversity and reflects the M&T Bank brand.
Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable.
Complete other related duties as assigned.
Minimum Qualifications Required:  High School Degree
Minimum 1 year work experience
Excellent written and verbal communication skills
Time management skills
Preferred Qualifications: 
FINRA Series 99
Ability to be a team player
Associates Degree
Financial Industry experience
Individual should be able to work well with all levels of management and escalate issues when needed.
M&T Bank Corporation is an Equal Opportunity/Affirmative Action Employer. M&T Bank Corporation does not sponsor individuals for the purpose of obtaining H-1 Visas. M&T Bank Corporation has policies and procedures in place to promote a drug free workplace.