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Testing & Control Analyst II - 3DFSD in Buffalo, NY at M&T Bank

Date Posted: 2/1/2018

Job Snapshot

Job Description

BASIC FUNCTION:
The Compliance Testing Analyst II is responsible for the execution of compliance testing engagements utilizing a risk based approach in line with department standards to ensure the Bank’s compliance with applicable laws, rules, and regulations.

POSITION RESPONSIBILITIES:
Interface with several layers of the organization under direction of a supervisor to obtain information related to processes and controls.
Perform compliance testing in accordance with department and professional standards.
Specific compliance testing responsibilities include the execution of control and substantive testing, and evaluating results to determine if control weaknesses or testing exceptions exist.
Organize and complete work within established timeframes under direction of a supervisor, periodically providing updates of completion status.
Participate in collaborative testing team discussions with all levels of management where judgment and opinions are effectively challenged.
Maintain a fundamental level of knowledge of regulatory requirements to perform an appropriate level of testing.
Assess business unit process and controls under direction of a supervisor, and provide risk focused feedback on effectiveness and efficiency of testing approach.
Independently document less complex test scripts.
Participate in special projects, as necessary.
Multitask assignments and meet established deadlines.
Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies.
Understand and adhere to the Company’s risk and regulatory standards, policies and controls in accordance with the Company’s Risk Appetite. 
Promote an environment that supports diversity and reflects the M&T Bank brand.
Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable.
Complete other related duties as assigned.

NATURE AND SCOPE:
The position works under the general supervision of the Compliance Testing Manager but is required to exercise independent judgment and discretion utilizing a risk based approach.
The position has substantial contact with cross functional testing teams and internal business units throughout the enterprise.


MINIMUM QUALIFICATIONS REQUIRED:
Bachelor’s degree in a business related curriculum and a minimum of two years’ previous experience in compliance, operational risk management, or audit; or a minimum five years general banking experience required, OR, in lieu of a degree a combined minimum of six years’ higher education and/or work experience including three years’ previous experience in compliance, operational risk management, or audit; or a minimum of five years’ general banking experience.
Knowledge of banking regulations and/or auditing standards.
Ability to read and understand laws, regulations and common law applicable to subject matter.
Ability to interact effectively with all levels of individuals across the organization.
Ability to exercise judgment and sound discretion and understand when either Corporate Compliance Management or formal legal interpretive advice is needed.
Ability to thrive in a collaborative, team-oriented environment.
Excellent verbal and written communication skills.
Ability to meet deadlines.
Proficiency with personal computers as well as pertinent software packages.

About M&T
At M&T, we strive to be the best place our employees ever work, the best bank our customers ever do business with and the best investment our shareholders ever make. So when looking to advance your career, look to M&T. As a top 20 US bank holding company and one of the best performing regional banks in the country, we offer a wide range of performance based career development opportunities for talented professionals. And through our longstanding tradition of careful, conservative and consistent management and a strong commitment to the communities we serve, we continue to grow with a focus on the future.
M&T Bank Corporation is an Equal Opportunity/Affirmative Action Employer.
M&T Bank Corporation does not sponsor individuals for the purpose of obtaining H-1 Visas.
M&T Bank Corporation has policies and procedures in place to promote a drug free workplace.